Improver

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Michael Mooney

Michael Mooney

Trade and Communications Surveillance at State Street Bank

Boston, Massachusetts

Experienced Trade and Communications Surveillance professional with a resourceful and inquisitive mindset specializing in Securities Lending and Foreign Exchange.

Specialties:
Trade Surveillance
Investigations
Securities Lending
Compliance
Risk Mitigation
Continuous Process Improvement.
Thoughtful Decision Making
Ability to Form Relationships Quickly
Excellent Team Player and Individual Contributor
Competitive Intelligence
Account Management /Relationship Management
Analytics
Prime Brokerage
Corporate Actions
Broker Dealers
Mutual Funds
Income Securities
Trading Desks
Fixed Income Products
Strategic and Consultative Business Development and Management
Product Sourcing / Buying
Client Retention through Customized Solutions

Computer Proficiencies: Advanced Excel, Word, Power Point, Catelus, Symantec Enterprise Vault™ Compliance Accelerator, Thomson Reuters Global Relay, Cognia, Truphone, Outlook, Salesforce, Zendesk, All Social Media, Google Analytics, Bloomberg Professional, Global One, Transaction Explorer (Markit), Astec Analytics (Lending Pit), NICE Voice Analytics,Truphone,


Experience:

  • Client Services Manager (Radial Inc. (Formerly eBay Enterprise))
  • Account Manager (BuyWithMe (Startup was dissolved by Bain Capital))
  • Account Manager for Goods - Deem Offers (Deem, Inc. (Formerly Digistrive/AAA Member Deals))
  • Senior Market Surveillance Analyst - AVP (State Street)
  • Senior Trader, Securities Lending (Brown Brothers Harriman)

Skills:

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