Improver

Alimami Souare

Experienced BSA,AML, KYC Compliance Officer. I have experience in Onboarding, Enhanced Due Diligence, Customer Due Diligence.

Greater Chicago Area

• An experienced BSA, AML and KYC Compliance Officer with the progressively increasing experience with largest banks and broker-dealers; Responsible for performing Enhanced Due Diligence (EDD) and onboarding retail, professional, and institutional clients.
• Expertise applying KYC, AML, due diligence and risk mitigation to coordinate compliance activities in support of enhanced organizational accountability and security.
• A dedicated leader conducting in-depth research into client backgrounds and assessing risk factors to determine account status and eligibility.
• Proficient at identifying beneficial account owners and analyzing different documents to make sure they are compliant with regulations.
• Meticulous and adept at developing and executing anti-fraud, anti-corruption, and Anti-Money Laundering (AML) policies for business success.
• Master of Law; FINRA SIE, Series 63 certification

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Experience:

• Securities Industry Essentials (SIE) Exam (FINRA)
• Compliance Analyst (Interactive Brokers)
• TOEFL (The College of Chicago)
• Financial Security Analyst (Societe Generale Corporate and Investment Banking - SGCIB)
• Business Communication (NYU Stern School of Business)

Skills:

• Microsoft Word
• Due Diligence
• Project Management
• Entreprise
• Analytical Skills
• Onboarding
• Legal Compliance
• Auditing
• KYC
• Microsoft Office
• Anti Money Laundering
• Financial Risk
• Banque
• Finance
• Recherche
• Anti-Fraude
• Risk management
• Risk Assessment
• Audit Management
• Regulatory Compliance
• Customer Due Diligence
• USA PATRIOT Act
• Formation
• Regulatory Governanc
• Law
• PowerPoint
• conformité
• Screening
• Compliance Management
• Bank Secrecy Act
• Dodd-Franck Act
• Anti-Corruption
• Investigation
• U.S. Office of Foreign Assets Control (OFAC)
• Microsoft Excel
• Risk Analysis
• Customer Identification Programs
• Enhanced Due Diligence
• Customer due diligence
• Anti-Fraud & Money Laundering
• Anglais
• Fraud Investigations
• Droit de la concurrence
• Compliance Programming
• Background Checks
• Droit des sociétés
• Documentation
• Anti-Fraud & Money LaunderingClient Background Check
• Analyse de risques
• International & Corporate Policy