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Daniel Esparza

Daniel Esparza

Executive Director - Business Risk - Group Operations - Americas

Miami, Florida

Dedicated professional with international leadership and implementation experience in strategic planning, risk management,governance forums, project management, AML processes & controls, regulatory and internal reviews.

Expert knowledge in regulatory compliance and business risk management practices for top tier global banking and investments institutions. Exceptional communication skills with the ability to facilitate change by developing trusted relationships with business partners, executive leadership, team members and third-party service providers.



Specialties:
• Risk Governance (local & regional)
• Risk Identification and mitigation plans
• Key Risk Indicators
• Wealth Management (Banking & Investments)
• AML Risk Management
• Risks Assessments
• AML Alerts definition and control
• AML Policies, Procedures & Training
• Strategic Planning
• Internal Audit and Banking Regulators
• Regulatory Change Management
• Compliance
• Global Sanctions
• Management Control Assessment
• Global Banking Institutions
• Performance Indicators
• LATAM


Experience:

  • SVP- Citi Private Bank Business Risk and Controls for Americas Investments (Citi)
  • Executive Director- Business Risk - Group Operations, Americas (UBS)
  • VP Business Risk and Practices Architect (Citi)
  • Regional Procurement Manager (Holcim Group Support)
  • SVP Business Risk and Practices Architect (Citi)
  • VP Client Risk Framework Head (Citi)
  • Process Improvement Manager (Mercantil Commercebank)

Skills:

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